Disclosures

  1. Smallcase Technologies Private Limited is a SEBI registered Research Analyst having registration number - INH200005984 under SEBI (Research Analyst) Regulations, 2014.

    Smallcase Technologies Private Limited (hereinafter referred to as “the company”) is a financial technology company based in Bangalore since 2015. The company builds technology platforms & investment products for retail investors to invest better in Indian equities. A smallcase is a basket of stocks/ETFs weighted intelligently to reflect an idea.
  2. We have neither been suspended or debarred from doing business by any Stock Exchange / SEBI or any other authorities; nor has our certificate of registration been cancelled by SEBI at any point of time.
  3. A trading & demat account would have to be opened with any one of our stock broker partners for availing the use of the web platform to transact in smallcases. Refer our FAQ section for a better understanding of the smallcase ecosystem. The company has a contractual arrangement with its stock broker partners for use of the web platform to build and enable transactions and tracking of smallcases and or products and compensation for the same.
  4. The company is not engaged in merchant banking, investment banking or any brokerage services.
  5. Unless otherwise stated, the percentage returns displayed on the website for comparing smallcase performance with any benchmark are Absolute Returns.
  6. We shares smallcases with our partner stock brokers and SEBI registered Investment Advisers from time to time basis our respective agreements with them in this regard.
  7. The smallcases are not to be construed as an offer to buy /sell or the solicitation of an offer to buy / sell any security in any jurisdiction where such offer or solicitation would be illegal. Smallcases do not constitute a personal recommendation or take into account the particular investment objectives, financial situations, risk profile and needs of individual clients.
  8. The content and data available on smallcase.com, including but not limited to smallcase index value, smallcase return numbers and smallcase rationale are for information and illustration purposes only. Charts and performance numbers are back tested/simulated results calculated via a standard methodology and do not include the impact of transaction fee and other related costs. Data used for calculation of historical returns and other information is provided by exchange approved third party data vendors and has neither been audited nor validated by the company.
    All information present on smallcase.com is to help investors in their decision-making process and shall not be considered as a recommendation or solicitation of an investment or investment strategy. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investor should understand that his/her investment decision is based on personal investment needs and risk tolerance, and performance information available on smallcase.com is one among many other things that should be considered while making an investment decision. Past performance does not guarantee future returns and performance of smallcases are subject to market risk. Investments in securities market are subject to market risks and investors should read all the related documents carefully before investing. Derivatives are sophisticated investment products. The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.
  9. Smallcases are not to be construed as a product based on or linked to an index developed by the NSE Indices as the Company is not in the index manufacturing business and ‘smallcases’ is not an independent index. Having said this, the Company is not restricted in comparing the performances of the smallcases with any other index.
  10. Smallcases are not licensed to any exchange, trading or settling venue outside India.
  11. While we endeavour to update the information / material on various smallcases, on a reasonable basis, there may be regulatory, compliance or other reasons that prevent us from doing so.
  12. We and our affiliates/associates, officers, directors, and employees, Research Analyst (including relatives) worldwide may: (a) from time to time, have long or short positions in, and buy or sell the securities thereof, of company (ies) mentioned herein or (b) be engaged in any other transaction involving such securities and earn brokerage or other compensation or act as a market maker in the financial instruments of the subject company/company (ies) in various smallcases or act as advisor or lender / borrower to such company (ies) or have other potential/material conflict of interest with respect to any company(ies) in various smallcases.
  13. The company does not provide any promise or assurance of favourable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and take professional advice before investing.
  14. The analysts for various smallcases certify that all of the information /material therein accurately reflect his or her personal views about the subject company or companies and its or their securities, and no part of his or her compensation was, is or will be, directly or indirectly related to company(ies) in various smallcases. No part of this material may be duplicated in any form and/or redistributed without the prior written consent of the company.
  15. Details of our Associates are available on our website -https://www.smallcase.com/about under the heading for Investors.
  16. Disclosures

    Research Analyst has served as an officer, director or employee of subject company(ies): No

    We or our associates may have received compensation from the subject company(ies) in the past 12 months. We or our associates have managed or co-managed public offering of securities for the subject company(ies) in the past 12 months: No

    We or our associates may have received compensation for investment banking or merchant banking or brokerage services from the subject company(ies) in the past 12 months.

    We or our associates may have received any compensation for products or services other than investment banking or merchant banking or brokerage services from the subject company(ies) in the past 12 months.

    We or our associates may have received compensation or other benefits from the subject company(ies) or third party in connection with the smallcases. Our associates may have financial interest in the subject company(ies).

    Research Analyst or his/her relative's financial interest in the subject company(ies): No

    Smallcase Technologies Private Limited has financial interest in the subject company(ies) at the end of the month immediately preceding the date of sharing of smallcases: No

    Nature of financial interest is holding of equity shares or derivatives of the subject company - Our associates may have actual/beneficial ownership of 1% or more securities of the subject company(ies) at the end of the month immediately preceding the date of sharing of smallcases.

    Research Analyst or his/her relatives has actual/beneficial ownership of 1% or more securities of the subject company(ies) at the end of the month immediately preceding the date of sharing of smallcases: No.

    Smallcase Technologies Private Limited has actual/beneficial ownership of 1% or more securities of the subject company(ies) at the end of the month immediately preceding the date sharing of smallcases No
  17. Registered office of smallcase Technologies Private Limited -
    #51, 3rd Floor, Le Parc Richmonde,
    Richmond Road, Shanthala Nagar, Richmond Town,
    Bangalore – 560025.
    Website – www.smallcase.com
  18. CIN: U74900KA2015PTC081722
  19. SEBI Research Analyst INH200005984
  20. Support - Contact us on support@smallcase.com for any queries and assistance
  21. Smallcase Technologies Private Limited Research Team
    • Anugrah Srivastav - Head, Research
      Email - anugrah@smallcase.com
      Phone: + 91 7899378699
    • Abhishek Jadon - VP, Research
      Email - jadon@smallcase.com
      Phone: + 91 8879543021
    • Naveen K R - AVP, Research
      Email - naveen@smallcase.com
      Phone: + 91 9901470256